Sarbanes-Oxley (SOX) 404

The Sarbanes-Oxley (SOX) 404 module provides full support for compliance with reporting requirements mandated by the Sarbanes-Oxley Act and other regulatory regimes.

  • Manages the entire SOX process, from the inventorying and documentation of processes and key controls through to execution of control assessment surveys and results tracking

  • Flexible taxonomy provides support for custom structures of processes, sub-processes, business objectives, risks, controls, and tests of control procedures

  • Robust workflow capability supports the deployment of control testing surveys, through to their review and approval

  • Users may capture detailed information on each control element, including Test of Design and Test of Effectiveness, as well as related deficiencies

  • Supporting documents, including various types of business process maps, may be associated with processes, controls and related elements