Sarbanes-Oxley (SOX) 404
The Sarbanes-Oxley (SOX) 404 module provides full support for compliance with reporting requirements mandated by the Sarbanes-Oxley Act and other regulatory regimes.
- Manages the entire SOX process, from the inventorying and documentation of processes and key controls through to execution of control assessment surveys and results tracking
- Flexible taxonomy provides support for custom structures of processes, sub-processes, business objectives, risks, controls, and tests of control procedures
- Robust workflow capability supports the deployment of control testing surveys, through to their review and approval
- Users may capture detailed information on each control element, including Test of Design and Test of Effectiveness, as well as related deficiencies
- Supporting documents, including various types of business process maps, may be associated with processes, controls and related elements