Risk and Control Self-Assessment (RCSA)

The Risk and Control Self-Assesment (RCSA) module provide a rich set of features for defining customized self-assessment programs and for automating, tracking, and reporting on the self-assessment process.

• Provides complete support for the design, execution and management of the self-assessment process


• Program administrators can develop RCSA programs containing the inventory of business risks and mitigating controls, and assign roles and responsibilities for assessment surveys


• Various compliance and severity rating scales can be configured, and rating criteria can be specified to produce uniform and consistent assessments


• Links with the other relevant OpRiskCenter modules:
• Issues can be associated with any RCSA point
• Associated action plans to close gaps in compliance can be created and tracked
• Supporting documents may be attached to RCSA points, issues, and action plans


• Customized workflows can be configured to support the initiation, execution, review, and approval of surveys based on internal business rules


• Users can perform ad-hoc queries to generate a wide range of reporting and diagnostics on survey results